Business Activity Disclosure
As Carte Wealth Management Inc. (CWMI) representatives, Kristina de Souza, Ryan Simone and Sergio Simone may be dually licensed for the sale of mutual funds and insurance products and may represent separate companies for each purpose. They might also provide banking products, legal services and tax services. As such, you may be dealing with more than one company depending on the products purchased, or services rendered. Remuneration may also vary with the particular products/services purchased. They will be representing CWMI for the sale of mutual fund products and will provide you with the name of the entity that they represent while conducting insurance, banking, legal and tax related business. The sale of insurance and banking products/services, and legal services and the preparation of tax returns, is not the business of, or under the supervision of CWMI, and CWMI will not be liable or responsible for such activities.
They are Financial Advisors represented by Carte Wealth Management Inc. They are also Insurance Advisors represented by Carte Risk Management Inc., Carte Financial Services Inc., AWM Financial Services Inc. and GroupQuest Benefits Resources Inc. Any activity relating to their occupation as Insurance Advisors is not the business of, or under the supervision of, Carte Wealth Management Inc., and Carte Wealth Management Inc. will not be liable or responsible for such activities.